Securities Commission

Results: 40336



#Item
52173rd United States Congress / U.S. Securities and Exchange Commission / Stock market / United States corporate law / Accounting / Voluntary disclosure / SarbanesOxley Act / Securities Exchange Act / Insider trading / Securities Act / Regulation S-K / Cross listing

Recent disclosures of financial misdeeds have rocked capital markets – Enron, World-Com, Adelphia, Parmalat, etc

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Source URL: financialreg.nd.edu

Language: English - Date: 2016-01-13 13:54:31
522Generally Accepted Accounting Principles / U.S. Securities and Exchange Commission / International Financial Reporting Standards / Accounting / Actuarial science

Closing A user friendly tool to secure the closing.

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Source URL: beluxnl.addactis.com

Language: English - Date: 2016-05-18 12:11:41
523U.S. Securities and Exchange Commission / 73rd United States Congress / Stock market / Securities Exchange Act / Securities regulation in the United States / Broker-dealer / Security / SEC filing / Form 144

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-07 11:05:00
524Stock market / 73rd United States Congress / U.S. Securities and Exchange Commission / Corruption / SEC filings / Insider trading / Securities Exchange Act / SEC Rule 10b-5 / Securities Act / SEC Rule 10b5-1 / United States corporate law / Stock

INSIDER TRADING AND CONFIDENTIALITY POLICY (updated as of JuneI. INTRODUCTION

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Source URL: newscorpcom.files.wordpress.com

Language: English - Date: 2016-06-14 04:17:09
525Stock market / U.S. Securities and Exchange Commission / 73rd United States Congress / SEC filings / Prospectus / Securities Act / Forward-looking statement / Proxy statement / Security / Securities Exchange Act / Regulation S-K

PDF Document

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Source URL: www.mediageneral.com

Language: English - Date: 2016-03-04 12:02:45
526U.S. Securities and Exchange Commission / United States securities law / Financial markets / 73rd United States Congress / Broker-dealer / Fixed income market / Securities Exchange Act / Margin / Net capital rule / Securities Act

Statement of Financial Condition In accordance with requirements of the Securities and Exchange Commission (the “SEC”) under SEC Rule 17a-5, the audited Statement of Financial Condition as of December 31, 2012 of BNP

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Source URL: www.primebroker.com

Language: English - Date: 2015-08-27 11:43:46
527Semiconductor device fabrication / Rudolph Technologies /  Inc. / Wafer / Photolithography / Stepper / Three-dimensional integrated circuit / Automated X-ray inspection / Ellipsometry / Integrated circuit / KLA-Tencor

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C_____________________________ FORM 10-K

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Source URL: www.tamartechnology.com

Language: English - Date: 2015-04-28 13:04:29
528U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / United States securities law

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-29 16:30:13
529U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / SEC filings

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-04-29 16:31:21
530U.S. Securities and Exchange Commission / 73rd United States Congress / Securities Exchange Act / Securities regulation in the United States / United States securities law / SEC filing

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-22 16:34:36
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